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ZURICH, WEDNESDAY 10 APRIL 2024, 8.40-12.50
ZURICH SHERATON HOTEL / ONLINE

Plausibility checks & corroboration of the KYC source of wealth, source of funds, UBO

  • Plausibility checks: scope and methods, Risk-Based Approach
  • Expectations from a regulator’s / an auditor’s perspective
  • Types of SOW for legacy structures (family business, donation, inheritance, etc.)
  • Required level of corroboration and the application of a Risk Based Approach