ZURICH, WEDNESDAY 21 APRIL 2021, 14.00-18.00, SHERATON HOTEL / ONLINE

What are the limits to be established between Discretionary Portfolio Management (DPM), Advisory and Execution only?

What are the common obligations (organisational measures, information of the client, legal docu- mentation, internal directives, internal controls) and the specific obligations (client profile question- naire, classification, suitability & appropriateness, documentation...)?

PROGRAMME