GENEVA, 3 MAY 2018, GRAND HOTEL KEMPINSKI, 8.30-12.40
Financial intermediaries, companies, trustees and trusts: what is the scope of your
LEI obligation in Swiss law and with MiFID/MiFIR?
The European Securities and Markets Authority (ESMA) requires investment firms
to obtain the LEI code for all clients that are legal persons before 30 June 2018.

> What is the Legal Entity Identifier?
> Which information is /will be collected?
> What is the legal basis of the LEI obligation in Switzerland?
> MiFID/MiFIR obligations relative to the LEI
> Who must have an LEI in Switzerland?
> LEI and trusts and trustees: which differences between Switzerland and the European Union?
> LEI Level 2 (parent company): conditions to opt-out
> When must you request a LEI in Switzerland and when must you request it only from a LEI issuer abroad?
> How to identify clients missing an LEI number?
> How does LEI affect your internal processes: corporate client onboarding, client monitoring, pre and post trade checks
PROGRAMME